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SEC Adopts New Interpretation of Fiduciary Duty Akin
WebMay 12, 2024 · An investment adviser’s federal fiduciary duty consists of a duty of care and a duty of loyalty, which an investment adviser cannot disclose away and an investor cannot waive. The SEC states that an investment adviser’s duty of care includes (i) a duty to provide personalized advice that is suitable for and in the best interest of the ... WebA Ntb Financial Corp Senior Investment Advisor's compensation ranges from $69,982 to $95,641, with an average salary of $81,449. Salaries can vary widely depending on the region, the department and many other important factors such as the employee’s level of education, certifications and additional skills. WebJun 27, 2024 · On June 5, 2024, the Securities and Exchange Commission (the “SEC”) released a long-anticipated interpretation of investment adviser fiduciary duty under Section 206 of the US Investment Advisers Act of 1940 (“the Advisers Act”), a provision applicable to both SEC and state-registered investment advisers, as well as other … rooftop bars beirut